Friday, December 5. 2014
Comments on "What would be the implications of a ‘gold’ Open Access REF policy?" (Ben Johnson, HEFCE)
Ben Johnson “this post ignores … the commonly heard prediction that universal green OA will somehow deliver a sustainable gold OA future all on its own…Let me spell out that commonly heard prediction, explaining exactly how and why today's pre-green gold OA is fool’s gold -- unaffordable and unsustainable -- and exactly how and why universal green OA, on its own, will deliver a sustainable gold OA future, in the form of post-green fair-gold:
0. Lost Impact: Journal subscriptions are costly, unaffordable and growing, research funds are scarce, hard to come by and shrinking, and research access, usage, impact, productivity and progress are being needlessly lost every day that we fail to provide OA.
1. Over-Pricing: Pre-green gold OA publication fees are arbitrarily and hugely over-priced. (We will see how much, and why, shortly.)
2. Double-Payment: Payment for pre-green gold is double payment: (i) subscription fees for incoming papers plus (ii) gold fees for outgoing papers. (Must-have subscription journals cannot be cancelled by an institution until those same articles are accessible to users in some other way.)
3. Double_Dipping: On top of that, paying the same "hybrid gold" journal (both subscription and optional gold) for pre-green hybrid gold also allows publisher double-dipping.
4. "Rebates": Even if the pre-green hybrid gold publisher promises all N of its subscribing institutions a full, 100% rebate on all hybrid gold income received, that only means that (N-1)/N of whatever hybrid gold any institution pays for its own outgoing hybrid gold papers becomes a subsidy to all the other N-1 subscribing institutions: The institution only gets back 1/Nth of its hybrid gold outlay. (The UK, for example, would get back a 6% subscription rebate for its hybrid gold outlay; the rest of the UK hybrid gold outlay would become a rebate to the other 94% of subscribing institutions in the countries that were not foolish enough to pay pre-emptively for pre-green gold.) Unless the full gold OA rebate goes to the same institution that paid for the gold (by deducting it from the subscription fee), it is still double-payment.
5. Repositories: Research funds are scarce, subscriptions are barely affordable, and pre-green gold payment is completely unnecessary, because green OA can be provided at no extra cost. (Institutional repositories already exist anyway, for multiple purposes, so their cost per paper is negligible, particularly compared to the grotesque cost per paper for pre-green gold.)
6. CC-BY: CC-BY is most definitely not so urgent today, compared to access itself, as to be worth the extra cost of pre-green gold today: CC-BY will come quite naturally of its own accord soon after universal green prevails, and at no extra cost. (We will see how and why shortly.)
7. Embargoes: Publisher embargoes on green are ineffectual because of the repositories’ copy-request Button -- if, but only if the paper was mandatorily deposited immediately upon acceptance for publication, exactly as HEFCE requires). The sole purpose of publishers' OA embargoes today is to try to ensure that -- come what may -- their current level of revenue per paper published, whether via subscriptions or via fool's gold, is sustained. (Please pause for a moment to think this through. It says it all.)
8. Cancelation: So post-green — i.e., once immediate-deposit green has been mandated and provided universally, by all institutions and funders, as HEFCE has done -- institutions can at last cancel their journal subscriptions, because then their users can access the content another way.
9. Obsolete Costs: The post-green unsustainability of subscriptions will force publishers to cut all publishing costs that have been made obsolete by the post-green OA era: Publishers will be forced to phase out the print edition, the online edition, access-provision and archiving: these functions will now be offloaded onto the distributed global network of green OA institutional repositories. And publishers current level of revenue per article will not be sustained.
10. Fair Gold: To cover the remaining post-green cost of peer-reviewed journal publishing — which is just the cost of managing peer review itself — post-green journals will convert to affordable, sustainable fair gold. Institutions will easily pay this service fee, per outgoing paper, out of a fraction of their windfall subscription cancelation savings on incoming papers.
In other words, post-green, subscriptions will be gone, embargoes will be gone, and all OA will be CC-BY (where desired).
Ben Johnson: “Would repositories disappear in a gold OA world? No, they’re still useful for theses etc. Monitoring would continue to be necessary for any OA policy.”In the Post-green fair-gold OA world there will no longer be any need to monitor OA policy. Everything published will be fair-gold OA! But there will certainly be a need for the worldwide network of green OA repositories — to provide access and archving in place of the pre-green subscription journals: For it will have been the cancelation pressure generated by universally mandated-and-provided green OA that drove the entire downsizing and transition to fair gold.
Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L'Harmattan. 99-106.
Friday, April 25. 2014
The only effective way to make inflated subscriptions unsustainable is for funders and institutions to mandate Green OA self-archiving.
Tim Gowers is quite right that “the pace of change is slow, and the alternative system that is most strongly promoted — open access articles paid for by article processing charges [“Gold OA”] — is one that mathematicians tend to find unpalatable. (And not only mathematicians: they are extremely unpopular in the humanities.)… there is no sign that they will help to bring down costs any time soon and no convincing market mechanism by which one might expect them to.”
This is all true as long as the other form of OA (“Green OA” self-archiving by authors of published articles in OA repsositories, mandated by funders and institutions) has not prevailed. Pre-Green Gold is "Fool's-Gold." Only Post-Green Gold is Fair-Gold.
The current Finch/RCUK policy, preferring Gold OA, has had its predictable perverse effects:
1. sustaining arbitrary, bloated Gold OA feesBut the solution is also there, as already adopted by University of Liege and FRS-FNRS (the Belgian Francophone research funding council), EC Horizon2020 and now also by HEFCE for REF2020.
a. funders and institutions mandate immediate-depositThis policy restores author choice, moots publisher embargoes, makes Gold and CC-BY completely optional, provides the incentive for author compliance and the natural institutional mechanism for verifying it, consolidates funder and institutional mandates; hastens the natural death of OA embargoes, the onset of universal Green OA, and the resultant institutional subscription cancellations, journal downsizing and transition to Fair-Gold OA at an affordable, sustainable price, paid out of institutional subscription cancellation savings instead of over-priced, double-paid, double-dipped Fool's-Gold. And of course Fair-Gold OA will license all the re-use rights users need and authors want to allow.
In summary, plans by universities and research funders to pay the costs of Gold OA today are premature. Funds are short; 80% of journals (including virtually all the top journals) are still subscription-based, tying up the potential funds to pay for Gold OA; the asking price for Gold OA is still high; and there is concern that paying to publish may inflate acceptance rates and lower quality standards. What is needed now is for universities and funders to mandate Green OA self-archiving (of authors' final peer-reviewed drafts, immediately upon acceptance for publication). That will provide immediate OA; and if and when universal Green OA should go on to make subscriptions unsustainable (because users are satisfied with just the Green OA versions) that will in turn induce journals to cut costs (print edition, online edition, access-provision, archiving), downsize to just providing the service of peer review, and convert to the Gold OA cost-recovery model; meanwhile, the subscription cancellations will have released the funds to pay these residual service costs. The natural way to charge for the service of peer review then will be on a "no-fault basis," with the author's institution or funder paying for each round of refereeing, regardless of outcome (acceptance, revision/re-refereeing, or rejection). This will minimize cost while protecting against inflated acceptance rates and decline in quality standards.
Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L’Harmattan. 99-106.
______ (2010) No-Fault Peer Review Charges: The Price of Selectivity Need Not Be Access Denied or Delayed. D-Lib Magazine 16 (7/8).
______ (2013) Comments on HEFCE/REF Open Access Mandate Proposal. Open access and submissions to the REF post-2014
______ (2013) Finch Group reviews progress in implementing open access transition amid ongoing criticisms. LSE Impact of Social Sciences Blog November 18th 2013
______ (2013) “Nudging” researchers toward Gold Open Access will delay the shift to wider access of research. LSE Impact of Social Sciences Blog December 5th, 2013
Thursday, April 3. 2014
On April 1 Mike Eisen did a brilliant spoof on many of the faults of subscription journal publishing, making a host of valid financial as well as technical points.
But the focus was all on on Gold Open Access journals, not on Open Access itself.
Authors don't have to switch journals or pay extra money to provide and mandate Green OA (self-archiving of articles published in any journal).
And, technically speaking (quality, peer review), there's no evidence that the Gold OA journals are any better than the non-OA journals. (And the Beall bunch of Gold OA journals have not been getting the greatest report cards either...)
And there are many long-standing, field-specific non-OA journals with track records for high standards rather than Nature/Science glitz and hype. (I'm not sure, either, whether the undeniable public interest in research related to personal health generalizes to the vast portions of biomedical and non-biomedical research that are not related to human health problems.)
And it's not clear how authors choosing to publish in Gold OA journals while most journals are still non-OA saves money, rather than costing even more money: While most journals are still non-OA, institutions must still pay their must-have subscriptions (so their users retain access to the incoming articles in non-OA journals) on top of whatever is being paid for Gold OA for outgoing articles.
Nor is it clear that the per-article revenue of Gold OA journals, though lower than the average non-OA journal article revenue, is anywhere near as low as it could be if all articles were Green, so Institutional Repositories could do all the access-provision and archiving, and the only thing journals had to do or charge for was managing the peer review.
This is why I've taken to calling post-Green Gold OA "Fair Gold" OA, in contrast to pre-Green "Fool's Gold" OA.
(But I've resisted the temptation -- because I really think it would be unfair and misleading -- to entitle this posting "April Fool's Gold." Mike's is not a foolish picture, but it's certainly not the fullish one either...)
Monday, March 24. 2014
All this potential research money wasted — utterly wasted — on Fools Gold. Some Reflection from Wellcome Would be Welcome.
Falk Reckling: If Green OA would really work (Fools Green?), we would not need such compromises, but some of them could work: http://ioppublishing.org/newsDetails/Austria-open-accessThere's no "Fools Green" just foolish OA policy (or non-policy). Green OA works perfectly well when it is effectively mandated (as it is by FRS in Belgium, U Liège, U Minho and others; see ROARMAP).
FWF, for example, fails to (1) mandate immediate institutional deposit, irrespective of publisher embargo on OA, and fails to (2) make research evaluation and funding contingent on immediate institutional deposit, as the effective Green OA mandates do. This effectively makes compliance with the FWF "mandate" completely contingent on publisher policy. OeAW does much the same.
It may seem more sensible to pay for Fools Gold than to think, pay attention to the empirical evidence, and design an effective policy, but in fact it's a regrettable and needless waste of time and money.
Optimizing the Austrian Science Foundation (FWF) Open Access Mandate: I & II
Gargouri, Y, Lariviere, V, Gingras, Y, Brody, T, Carr, L and Harnad, S (2012) Testing the Finch Hypothesis on Green OA Mandate Ineffectiveness. In, Open Access Week 2012
Gargouri, Y, Larivière, V & Harnad, S (2013) Ten-year Analysis of University of Minho Green OA Self-Archiving Mandate (in E Rodrigues, A Swan & AA Baptista, Eds. Uma Década de Acesso Aberto e na UMinho no Mundo.
Sale, A., Couture, M., Rodrigues, E., Carr, L. and Harnad, S. (2012) Open Access Mandates and the "Fair Dealing" Button. In: Dynamic Fair Dealing: Creating Canadian Culture Online (Rosemary J. Coombe & Darren Wershler, Eds.)
Falk Reckling: Stevan, I personally appreciate your efforts very much, always inspiring, but how to install a Green OA if most of the institutions in Austria have no repository and if a lot of researchers like to prefer to deposit the version of record ? That is the reason our OA policy offers equal options, see: http://www.fwf.ac.at/en/public_relations/oai/index.htmlFalk, my suggestions:
(1) Mandate (i.e., require) institutional repository deposit of the refereed final draft immediately upon acceptance as a condition for research evaluation or FWF funding. (The FWF mandate will be backed up by a very similar EU Horizon2020 mandate.)
(2) If the fundee's institution does not yet have a repository, recommend OpenDepot as the provisional locus of deposit until the institution has a repository of its own.
Researchers will deposit, and institutions will create repositories and verify compliance, just as in every other country with an effective Green OA policy.
According to OpenDoar, Austria already has 9 institutional repositories (plus two disciplinary ones).
Falk Reckling: just have a look at that these repositoriesOf course those repositories are mostly empty! That's the point! They will not fill until FWF and OeAW (and then the institutions themselves) adopt effective mandates. It is circular to say that there's no point to upgrade our Green OA mandates to make them effective because the repositories are empty! The empty repositories are the reason the mandates need to be upgraded. And the upgrade to immediate institutional deposit as a condition of evaluation and funding works. (Try it and you will see.) And I did say that institutional repositories would be created in response to effective Green OA mandates...
Wednesday, March 5. 2014
Wouter Gerritsma, wrote in GOAL:
"For two working groups of the Dutch University libraries I was asked to make a calculation for the costs of a 100% Gold open access model. It will only costs 10.5 million euro extra was my conclusion. Blogged at http://wowter.net/2014/03/05/costs-going-gold-netherlands/"Unless I have misunderstand, this "10.5 million euro extra” for Dutch University Libraries means 10.5 million euro extra over and above what Dutch University Libraries are paying for subscriptions (34 million euros).
In other words, for a surcharge of 10.5 million dollars, Dutch University libraries can purchase gold OA for Dutch research output (assuming that suitable gold OA journals exist for all Dutch research output, and that all Dutch researchers are willing to publish in them).
But, at the same time, Dutch University libraries also have to continue to pay to subscribe to the research input from all other universities and research institutions worldwide, as long as the latter publish in subscription-based journals rather than gold OA journals (or are unwilling or unable to pay for gold OA).
This pre-emptive double-payment for gold OA I have come to call “Fool’s Gold."
What is being left out of this calculation, of course, is that the Netherlands, like all countries, can have OA at no extra cost at all by mandating green OA self-archiving of all of its research output in Dutch universities’ institutional repositories.
In other words, Wouter's calculations sound like a response to Sander Dekker's Dutch echo of the UK Finch Committee recommendations to pay extra for gold OA instead of just mandating green OA.
Such recommendations originate, not coincidentally, from the two countries with the heaviest concentration of the journal publishing industry, and hence the journal publishing industry lobby, as repeatedly voiced in the Netherlands by Sander Dekker, Netherlands State Secretary for the Ministry of Education, Culture and Science.
All the published objections to the Finch recommendations would apply to Dekker’s Dutch recommendations if they were ever to become a policy (mandate). Fortunately they are not mandatory and can and should be ignored in favor of mandating green OA, as the European Commission has done. The UK mandate will also (it is to be hoped) shortly shored up with an immediate-deposit requirement from HEFCE.
To understand why green OA needs to be mandated first, and how it will first provide OA, and then make subscriptions unsustainable, inducing publishers to cut costs and convert to Fair Gold OA at an affordable, sustainable price by offloading all archiving and access provision onto the worldwide network of mandatory green OA institutional repositories, see:
Harnad, S. (2010) No-Fault Peer Review Charges: The Price of Selectivity Need Not Be Access Denied or Delayed. D-Lib Magazine 16 (7/8).
Houghton, J. & Swan, A. (2013) Planting the Green Seeds for a Golden Harvest: Comments and Clarifications on "Going for Gold". D-Lib Magazine 19 (1/2).
Wouter Gerritsma replied:
Yes, of course I knew that you were only the messenger, and doing the calculation! It is the pressure from Sander Dekker (or, rather, from those who are putting the pressure on Sander Dekker!) that is behind the foolish idea of increasing the already overstretched Dutch research publication budget by 30% from 34M euros for subscriptions to 43M by adding payment for pre-emptive, over-priced, double-paid Fool's Gold OA!
But there is a solution for green OA embargoes: In the case of Elsevier, they're no problem, because Elsevier does not have a green OA embargo -- just a lot of empty, non-binding pseudo-legalistic double-talk about authors retaining the right to self-archive unembargoed "except if they are required [mandated] to exercise that retained right."
That is of course patent nonsense. But for those timid authors who don't realize it, they can still be mandated to deposit the final refereed draft of their articles in their IR immediately upon acceptance for publication, but to keep it under "Closed Access" if they wish to comply with an embargo. The author can then provide individual access on a case-by-case basis: Users click the IR's eprint-request Button to request an individual copy, and the author can then comply with the request with one click.
Needless extra clicks for the (timid) author, but extra access too, and extra usage, uptake, and impact. (And a lot better than paying a needless extra 10M!)
And of course the result after a few years of mandatory immediate deposit, providing 60% immediate OA for the unembargoed deposits and 40% Button-mediated access will be that embargoes will quietly die their inevitable, well-deserved deaths, as more and more authors provide immediate OA instead of clicks.
Green OA embargoes, in other words, are illusory impediments, bits of FUD to confound timid authors. No sensible person on the planet believes they have any chance of actually holding back the Green OA dam (something the citizens of the Netherlands should understand!).
Wednesday, November 6. 2013
Paul Jump's THE report on the Westminster Higher Education Forum on Implementing Open Access Policy is incomplete:
1. Professor Neilson was not arguing against Open Access (OA) mandates; he was arguing against constraints on authors' choice of journal.
2. The ones that need to comply with funder OA mandates are fundees, not journals.
3. Hence the way for fundees to comply with funder OA mandates is to publish in their journal of choice and to provide OA to the publication.
4. The two ways to provide OA are for the publisher to do it (Gold OA) or for the author to do it (Green OA).
5. Most publishers (of UK authors' journals of choice) provide Gold OA only if paid to do so.
6. Professor Neilson argued against this Gold OA payment not only as a constraint on author choice, but also as a constraint on the UK research budget: hence his call for a cost/benefit analysis -- not of OA or OA mandates, but of Gold OA and Gold OA mandates.
7. That leaves Green OA, which can be provided by authors for any journal they choose -- Gold or tolled.
8. Some journals (c. 40%) embargo Green OA; the allowable embargo length is still under debate, but hovers around 12 months; RCUK have already said they will not even try to enforce embargoes for the first five years of the new mandate.
9. The BIS Committee's and HEFCE's recommendation (not mentioned in Paul Jump's article, though BIS Committee Chair Adrian Bailey also spoke at the Westminster Forum), is to mandate immediate deposit, whether or not access to the deposit is made OA immediately.
10. Adrian Bailey, like Professor Neilson, recommends further evidence-based analysis before diverging from the original 2004 Select Committee Recommendation to mandate Green but not Gold.
11. It is through the Green course set by the 2004 Select Committee that the UK had been leading the world toward OA till 2012, when the Finch Committee abruptly recommended -- without evidence -- preferring Gold.
12. BIS and HEFCE have since recommended staying the course until and unless there is evidence to the contrary.
13. What is certain is that the rest of the world (US, EU, Australia) is following the Green Course set by the UK, irrespective of any evidence-free 2nd thoughts the Finch Committee may have since had about it.
Thursday, October 24. 2013
Bob Campbellwrote on the Wiley blog:
"Stevan accuses me of much conflation yet he himself conflates APCs and subscriptions when commenting on double-dipping. APCs are not paying for the ‘same articles’ paid for by subscriptions. Publishers have always charged separately for different services/products. For example, a medical journal may charge a pharmaceutical company for reprints, advertising space and subscriptions. These are priced separately and charged separately, and accounted for separately in the publisher’s financial management of the title. The pharmaceutical company does not demand that the cost of buying advertising space is offset against any library subscriptions."Bob Campbell defends double-dipping by citing journal charges for the purchase of reprints, advertising and subscriptions. That's all fine.
But what we are discussing here is the cost of publication, not of extra products or services.
Worldwide institutional subscriptions pay the cost of publication (in full, and fulsomely). It is not at all clear what extra product or service is being paid for when an author pays for hybrid Gold OA (for the paper he has given the publisher for free, to sell).
Of course it's an extra source of revenue to the hybrid Gold publisher to force the author to pay that extra money (for whatever it is that they are paying for). And let there be no doubt that the payment is indeed forced (if the hybrid Gold publisher embargoes Green). Is the extra "service," then, exemption from the publisher-imposed Green OA embargo?
(Note: If the publisher is among the 60% who endorse immediate Green OA, then none of my objections matter in the least, and I couldn't care less if the publisher earns the extra revenue from those authors who are silly enough to pay for hybrid Gold OA when they could have had the same, cost-free, by just providing Green OA.)
But the publisher who embargoes Green and then pockets the extra revenue derived from hybrid Gold, over and above subscriptions, without even reducing subscription charges proportionately, is indeed charging twice for publication, i.e., double-dipping (and offering absolutely nothing in return except freedom from the publisher's own Green OA embargo).
Subscriptions pay the cost of publication. Print reprints are an extra product. And adverts are an extra service. But hybrid OA is merely fool's gold, if paid unforced. And if forced by a publish embargo, there is a word to describe the practice, but I will not use it, as a publisher has already once threatened to sue me for libel if I do… So let's just call it double-dipping, with no extra product or service...
Alice Meadows (Social Relations at Wiley, and one of the "chefs" in SSP's Scholarly Kitchen) replied:As I have already pointed out in my reply to Bob Campbell, above, what matters incomparably more (to research, researchers, and the tax-payers who fund them) than whether or not a hybrid Gold publisher double-dips is whether the publisher embargoes Green -- because when a hybrid Gold publisher embargoes Green, authors who want to make their article immediately OA are forced to pay for hybrid Gold -- with nothing in exchange for the money except freedom from the embargo. (Any added frills co-bundled with it were not asked for, hence certainly no justification for being forced to pay for immediate OA in order to be freed from a publisher-imposed embargo.)"Most major publishers, including Wiley, now have a policy on subscription pricing for hybrid journals (aka double dipping). Ours can be found here."
Wiley-Blackwell is among the 40% of publishers that embargo Green OA. Hence (unlike a hybrid Gold publisher like Cambridge University Press, which does not embargo Green) Wiley-Blackwell is forcing authors to pay for hybrid Gold OA as the only way to provide immediate OA to their articles. That the extra hybrid Gold revenue (despite Bob Campbell's attempt to justify hybrid Gold revenue as not constituting double-dipping at all) is not in fact being double-dipped by Wiley -- but given back as a rebate to all subscribing institutions -- is no consolation for the author who has to pay it, in full, hence again no justification for being forced to pay for immediate OA in order to be freed from a publisher-imposed embargo. (Hybrid Gold authors did not ask to subsidize worldwide institutional subscription prices with their individual payment.)
Using OA embargoes to guarantee current subscription revenues is not a fair or acceptable means of transition to universal, affordable, sustainable OA and will inevitably be exposed and seen to be exactly what it is: an attempt by (part of) the publishing community to hold the research community hostage to sustaining their current subscription revenues -- hence over-priced (and potentially double-dipped) Fool's Gold, paid over and above what must continue to be paid by institutions for subscriptions -- instead of allowing Green OA to induce the natural evolution toward post-Green Fair Gold.
Friday, October 11. 2013
I would be surprised if there weren't subscription journals that would have accepted the Bohannon bogus paper for publication too.
But I would be even more surprised if as high a proportion of subscription journals -- matched for field, age, size and impact-factor -- would have accepted Bohannon's bogus paper as did the pay-to-publish OA journals ("Gold OA").
Subscription journals have to maintain enough of an appearance of peer review to sustain their subscriptions. Pay-to-publish Gold OA journals just have to maintain enough of an appearance of peer review to attract authors (and maybe the lure of pay-to-publish is enough to attract many authors in our publish-or-perish world without even the appearance of peer review, especially when the journal choice is justified by the fashionable allure -- or excuse -- of the journal's being an OA journal).
This problem would not be remedied by just lowering Gold OA journal publication fees.
Nor is it a systemic problem of peer review.
It is a problem of peer review for pay-to-publish Gold OA journals at a time when there is still far too little OA and most journals are still subscription journals, most authors are still confused about OA, many think that OA is synonymous with Gold OA journals, and, most important, there are not yet enough effective mandates from research funders and institutions that require authors to make all their papers OA by depositing them in their institutional OA repositories ("Green OA"), regardless of where they were published.
If it were mandatory to make all papers Green OA, authors would simply deposit their peer-reviewed final drafts in their institutional OA repositories, free for all, immediately upon acceptance for publication. They would not have to pay to publish in Gold OA journals unless they especially wished to. Once all journal articles were being made Green OA in this way, institutions would be able to cancel all their journal subscriptions, which would in turn force all journals to cut costs and convert to Gold OA publishing at a much lower fee than is being charged now by OA journals: post-Green Fair Gold instead of today's pre-Green Fool's Gold.
But, most important, the reason the Fair Gold fee would be much lower is that the only remaining service that journals (all of them having become Gold OA) would be performing then, post-Green, would be peer review. All access-provision and archiving would be done by the global network of Green OA institutional repositories (so no more print or PDF editions or their costs). And for just peer review, journals would no longer be charging for publishing (which would then just amount to a tag certifying that the article had been accepted by journal J): they would be charging only for the peer review.
And each round of peer review (which peers do for free, by the way, so the only real cost is the qualified editor who evaluates the submission, picks the referees, and adjudicates the referee reports -- plus the referee tracking and communication software) would be paid for on a "no-fault" basis, per round of peer review, whether the outcome was acceptance, rejection, or revision and resubmission for another (paid) round of peer review.
Unlike with today's Fool's Gold junk journals that were caught by Bohannon's sting, not only will no-fault post-Green, Fair-Gold peer-review remove any incentive to accept lower quality papers (and thereby reduce the reputation of the journal) -- because the journal is paid for the peer review service in any case -- but it will help make Fair-Gold OA costs even lower, per round of peer review, because it will not wrap the costs of the rejected or multiply revised and re-refereed papers into the cost of each accepted paper, as they do now.
So post-Green Fair Gold will not only reduce costs but it will raise peer-review standards.
None of this is possible, however, unless Green OA is effectively mandated by all institutions and funders first.
Harnad, S. (2013) The Science Peer-Review "Sting": Where the Fault Lies. Open Access Archivangelism 1059
________ (2010) No-Fault Peer Review Charges: The Price of Selectivity Need Not Be Access Denied or Delayed. D-Lib Magazine 16 (7/8).
______ (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L'Harmattan. 99-106.
______ (1998) The invisible hand of peer review. Nature [online] (5 Nov. 1998), Exploit Interactive 5 (2000): and in Shatz, B. (2004) (ed.) Peer Review: A Critical Inquiry. Rowland & Littlefield. Pp. 235-242.
Sunday, September 22. 2013
Bjorn Brembs: "What you're saying here is that cancellations now are premature, because too few articles are actually available in green repositories? That libraries should hold off because otherwise we face access problems? If that is what you are saying here, then it may be worth spelling it out more clearly as for me that was not immediately obvious. Unintended consequences in publisher behavior (as you allude to above) aside, what is your opinion on using the funds of canceled subscriptions to improve repository functionality to improve green acess? This should only mean a brief interruption of service for much improved access shortly thereafter and a speeding up of the transition you envisage?"1. Cancelling journals because their policies are Green -- i.e., because they do not embargo Green OA self-archiving -- is both absurd and destructive: It simply encourages journals to adopt embargoes.
2. Cancelling journals because (some of) their articles are Green is premature and self-defeating: Less than 20% of journal articles are unembargoed Green (i.e., immediate) OA today, and they are distributed randomly across all journals. Hence to cancel any particular journal because the proportion of its articles that is available Green today exceeds this global average is, again, just to penalize that journal, perversely (as well as jeopardizing the growth of Green OA itself, gratuitously).
The time to consider cancelling journals is once Green OA mandates and hence Green OA are at or near 100% globally, and hence the proportion of journal articles that are green OA is at or near 100%. At this point all journals will be at or near 100% and the global cancellation pressure will affect all of them, forcing them all to cut inessential costs, downsize, and convert to Fair Gold OA. (Then -- and only then -- is the time to redirect a fraction of each institution's annual subscription cancellation windfall savings to pay the much-reduced Fair-Gold publication fees for the institution's authors' own annual article output, affordably and sustainably. Trying instead to start doing this now, pre-emptively -- while percentage Green is still low, Green growth is still slow and unstable, subscriptions to core journals still have to be paid, and Fool's Gold is still over-priced and double-paid (and double-dipped, if hybrid Fool's-Gold) -- would be a profound failure to think ahead.
In sum, to cancel journals now based on the percentage of their articles that are accessible as Green OA now would be as as short-sighted and futile as it would be counterproductive: Like the Finch Fiasco and Stevan Harnad in Publishing Costs at 14:56 | Comment (1) | Trackbacks (0)
Thursday, September 12. 2013
Anonymous: "By the time we reach 100% Green OA, there will be few journals left to cancel and it will be far too late to start charging authors a "fair gold" price for something they feel they have been getting for free up till then."
Until Green OA is at or near 100%, a journal cannot be cancelled because its contents cannot be accessed any other way. And Green OA grows anarchically, not journal by journal but article by article.
So subscriptions will support publication for as long as they are sustainable; when global Green OA is at or near 100%, and at or near the point of making subscriptions unsustainable, journals will be forced to cut costs by phasing out all inessential products and services. That means print edition, online edition, access-provision and archiving. Nothing will be left for them to do except manage the peer review and certify the outcome with their journal name. All access provision and archiving will be offloaded onto the distributed global network of Green OA repositories.
And authors will not have to pay the (Fair Gold) cost of the journal's peer review service out of pocket: Their institutions will pay for it out of a fraction of their annual windfall savings -- from their subscription cancellations.
Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L'Harmattan. 99-106.
Harnad, S. (2010) No-Fault Peer Review Charges: The Price of Selectivity Need Not Be Access Denied or Delayed. D-Lib Magazine 16 (7/8).
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