QuicksearchYour search for Esposito returned 6 results:
Wednesday, September 10. 2008Joseph Esposito's "Almost-OA": "Almost Pregnant" Institutional Repositories (IRs) are for institutional research output (mostly their authors' final drafts of their published, peer-reviewed journal articles). IRs are not for institutional buy-in of the output of other institutions. (That would be an institutional library.) The way Open Access (OA) works is that an institution makes its own research output free for all online, in order to maximize its visibility, usage and impact. By symmetry, the institution's users also get access to the output of all other institutions' IRs, for free. No subscriptions, no fees, no consortia, no need for an institutional affiliation for anyone but the author of the work in the IR. That’s OA. Almost-OA is when some of the IR material is still under a publisher embargo, so it is deposited as Closed Access instead of Open Access, and can be accessed using the IR’s almost-immediate “email eprint request” Button during the embargo. Almost-OA is not OA, but together with universal Immediate Deposit mandates, it will soon usher in universal OA. In contrast, Joseph Esposito’s “Almost OA” is just a variant on institutional consortial licensing. It has no more to do with OA than being Almost Pregnant has to do with parity. Stevan Harnad American Scientist Open Access Forum Tuesday, May 27. 2008No Such Thing As "Provostial Publishing": I There is no such thing as "provostial publishing" (Esposito 2008). There is only peer-reviewed publishing and non-peer-reviewed publishing. And the peer review itself can vary in rigor and selectivity: The quality standards and track records of journals differ.Journals also differ in whether or not they make their articles accessible for free online. If they do, this is called Gold Open Access (OA) Publishing. Otherwise it is ordinary, non-OA publishing. Non-OA publishers differ in whether or not they give their "green light" to authors to make their own articles OA (accessible free online) by self-archiving them in their Institutional Repositories. When articles have been made OA by their authors through self-archiving, this is called Green OA. If provosts mandate that their authors self-archive their published articles, that too is called Green OA -- but not Green OA publishing, of course, because it is the journal that publishes and the author merely self-archives, to provide (Green) OA to his own article. The author may also self-archive articles published in non-peer-reviewed journals; this too is access-provision, not publication. The publisher is again the non-peer-reviewed journal that published the articles. The author can also self-archive unpublished papers. Legally speaking, this counts as "publishing," but of course in an academic ("publish or perish") CV the author cannot list such a paper as "published" (let alone as peer-reviewed). It is listed (and cited) as "unpublished." In all of this, there is no such a thing as "provostial publishing" -- though provosts who mandate self-archiving might perhaps be honored, by calling this "provostial access-provision" (though the author does the keystrokes)... Stevan Harnad American Scientist Open Access Forum Saturday, December 15. 2007Putting Science Publishing Into Perspective![]() Commentary on: "Putting Science into Science Publishing" by Joseph Esposito, Publishing Frontier (blog) December 11 2007.The posting contains the by now familiar litany of lapses: (1) Open Access is not only -- nor even primarily -- about Open Access Publishing (Gold OA): It is about OA itself, which includes Green OA, the far bigger and faster-growing form of OA: Authors making their own published, peer-reviewed non-OA journal articles (not only or primarily their unpublished preprints) OA by self-archiving them in their own OA Institutional Repositories. Only 10% of journals are Gold OA, but over 90% of journals endorse immediate Green OA self-archiving by their authors -- with over 60% endorsing the immediate self-archiving of the author's final peer-reviewed draft. (2) The question of whether librarians will cancel journals is not about Gold OA: It is about Green OA. Joseph Esposito contemplates whole-journal cancellations of subscriptions to Gold OA journals, whereas the speculations have been about whether and when librarians would cancel non-OA journals as Green OA self-archiving grows. Green OA self-archiving grows anarchically, not journal by journal. So not only is it hard for a librarian to determine whether and when all the articles in a given journal have become OA, but all the evidence (from the publishers) to date in the few areas (of physics) where Green OA self-archiving is already at or near 100% is that there are as yet no detectable cancellations as a result of 100% Green OA. (Rather, the publishers themselves seem to be adopting Gold OA in these areas: SCOAP3.) (3) The OA citation impact advantage is not about unpublished or low-impact Gold OA journal articles versus high-impact non-OA journal articles: It is about the additional citation impact provided by OA, for any non-OA article, including those articles published in high impact journals! They don't lose their non-OA citations: they just gain further OA citations. ![]() (4) The international, interdisciplinary survey evidence of Swan and Associates did not just tautologically confirm that people comply with requirements if required: The point was that over 95% of researchers report that they would comply with a Green OA self-archiving mandate from their employers or funders and 81% report they would do so willingly. (Only 14% said they would comply unwillingly, and 5% said they would not comply.) Arthur Sale's comparisons of actual mandates and compliance rates confirmed these findings, with spontaneous (unmandated) self-archiving rates hovering around 15%, encouraged self-archiving rates rising to about 30% and mandated, incentivized self-archiving rates approaching 100% within two years. (Not surprising, since academics are busy, and would be publishing much less too, if it were not for the existing universal publish-or-perish mandate.) Self-archiving is rewarded by the resulting enhanced research impact metrics, which their institutions also collect and credit, if researchers self-archive. [Added: see also Swan's rebuttal.] ![]() In sum, OA is not about publishing, it is about maximizing research progress and impact. The outcome -- 100% OA -- is optimal and inevitable for research, researchers, their institutions, their funders, the vast R&D industry, and the tax-paying public. Publishers need to adapt to the optimal and inevitable for research. Research is not conducted and reported in order to provide revenues to the publishing industry. The publishing industry is providing a value-added service -- which, in the online era is rapidly scaling down to just the management of peer review and the certification of its outcome: The peers review for free, the authors can generate and revise their electronic texts themselves, and their institutions can archive and provide access to the final, peer-reviewed drafts in their OA Institutional Repositories. What is left of peer-reviewed journal publishing, then, is to implement the peer review itself, and to certify the outcome with the journal's name and track-record. For now, journals are still providing much more than that (paper edition, mark-up, PDF, distribution), in exchange for journal subscriptions, and as long there is still a market for all that, the publishing status quo remains. If and when subscriptions should ever become unsustainable because of universal Green OA, journals can downsize and convert to Gold OA as SCOAP3 is already doing. But for now, it is up to the research community -- and the research community alone -- to hasten the transition to universal Green OA. Stevan Harnad American Scientist Open Access Forum Friday, November 16. 2007OA As "Research Spam": II"Hey, Stevan, come off it. Read the article. Once again you pick a fight when I mostly agree with you."I was commenting on your interview rather than your article, but if you insist, here goes. The comments are much the same. I think we are galaxies apart, Joe, because you keep on imagining that OA is about unrefereed peer-to-peer content, whereas it is about making all peer-reviewed journal articles freely accessible online: Comments on: Esposito, J. (2007) Open Access 2.0: The nautilus: where - and how - OA will actually work. The Scientist 21(11) 52. open access does not appear to increase dissemination significantly... [because] Most researchers are affiliated with institutions, whether academic, governmental, or corporate, that have access to most of the distinguished literature in the field.Strongly disagree. You think there is little or no access problem; user surveys and library budget statistics suggest otherwise. Thus, though there may be some exceptional situations, especially in the short term, the increased dissemination brought about by open access takes place largely at the margins of the research community.Strongly disagree. On the contrary, it is the top 10-20% of articles -- the ones most users use and cite -- that benefit most from being made OA. (They receive 80-90% of the citations.) Another important reason open access does not significantly increase dissemination is that attention, not scholarly content, is the scarce commodity. You can build it, but they may not come.Strongly disagree. To repeat, OA is about published journal articles; so making them free online merely adds to whatever access they enjoy already. It is one thing to write an article and upload it to a Web server somewhere, where it will be indexed by Google and its ilk. It is fully another thing for someone to find that article out of the growing millions on the Internet by happening upon just the right combination of keywords to type into a search bar.Strongly disagree, and this is the heart of the equivocation. You are speaking here about self-publishing of unrefereed, unpublished papers, whereas OA is about making published, peer-reviewed articles OA -- whether by publishing them in an OA journal or by self-archiving them in an OA Institutional Repository (IR). The very same indices and search engines that find the published articles will find the OA ones too, because making them OA is just an add-on to publishing them in the first place. It is only because you keep seeing the OA papers as not being peer-reviewed and published, Joe, that you give yourself and others the impression that there is an either/or here -- when in reality OA is about both/and. Would you rather double the amount of published information available to you, or increase the amount of time you have to review information you can already access by one hour a day? We are awash in information, but short on time to evaluate it. Open access only worsens this by opening the floodgates to more and more unfiltered information.This is a false opposition: OA is about accessing all journal articles, not just the minority that your institution can afford. If there are too many articles and too little time, affordability is surely not the way to cope with it! Let it all be OA and then decide how much of it you can afford the time to read. The candidates are all available via exactly the same indexes and search engines. The only difference is that without OA, many are inaccessible, whereas with OA they all are. open access is most meaningful within a small community whose members know each other and formally and informally exchange the terms of discourse.You are again thinking of direct, peer-to-peer exchange of unrefereed content, whereas OA is about peer-reviewed, published journal articles, irrespective of community size. (The usership of most published research journal articles is very small.) Many of the trappings of formal publishing are of little interest to many tight-knit communities of researchers. Who needs peer review, copy editing, or sales and marketing?I agree about not needing the sales and marketing, and perhaps the copy editing too; but since OA is about peer-reviewed journal articles, the answer to that is: all users need it. what of the work for which there is little or no audience? What if there is simply no market? This is the ideal province of open access publishing: providing services to authors whose work is so highly specialized as to make it impossible to command the attention of a wide readership.Most journal articles have little or no audience. This is a spurious opposition. And we are talking about OA, not necessarily OA publishing. the innermost spiral of the shell of a nautilus, where a particular researcher wishes to communicate with a handful of intimates and researchers working in precisely the same area. Many of the trappings of formal publishing are of little interest to this group. Peer review? But these are the peers; they can make their own judgments.The peers are quite capable of making the distinction between one another's unrefereed preprints and their peer-reviewed journal articles; and the difference is essential, regardless of the size of the field. OA is not about dispensing with peer review. It is about maximizing access to its outcome. the next spiral is for people in the field but not working exactly on the topic of interest to the author; one more spiral and we have the broader discipline (e.g., biochemistry); beyond that are adjacent disciplines (e.g., organic chemistry); until we move to scientists in general, other highly educated individuals, university administrators, government policy-makers, investors, and ultimately to the outer spirals, where we have consumer media, whose task is to inform the general public.I can't follow all of this: It seems to me all these "spirals" need peer-reviewed content. There is definitely a continuum from unrefereed preprints to peer-reviewed postprints -- I've called that the "Scholarly Skywriting" continuum -- but peer-review continues to be an essential function in ensuring the quality of the outcome, and certifying it as worth the time to read and the effort of trying to build upon or apply. Harnad, S. (1990) Scholarly Skywriting and the Prepublication Continuum of Scientific Inquiry. Psychological Science 1: 342 - 343 (reprinted in Current Contents 45: 9-13, November 11 1991). not all brands are created equal.That's what journal names, peer-review standards and track records are for Whatever the virtues of traditional publishing, authors may choose to work in an open-access environment for any number of reasons. For one, they simply may want to share information with fellow researchers, and posting an article on the Internet is a relatively easy way to do thatAgain the false opposition: It is not "traditional publishing" vs. an unrefereed free-for-all. OA is about making traditionally peer-reviewed and published articles free for all online. (I think some of the funding agencies have been misinformed about the benefits of open access, and they certainly have been misinformed about the costs, especially over the long term, but it certainly is within the prerogatives of a funding agency to stipulate open-access publishing.)The funding agencies are mandating OA, not OA publishing. They have been correctly informed about the benefits of OA (it maximizes research access, usage and impact); the costs of IRs and Green OA self-archiving are negligible and the costs of Gold OA publishing are irrelevant (since OA publishing is not what is being mandated). Whether in the long term mandated Green OA will lead to a transition to Gold OA is a matter of speculation: No one knows whether or when. But if and when it does, the institutional money currently paying for non-OA subscriptions will be more than enough to pay for Gold OA publishing (which will amount to peer review alone) several times over. open access would be useful for: an article that may have been rejected by one or more publishers, but the author still wants to get the material "out there";No, OA is not for "research spam" (as you called it, more candidly, in your Interview): OA is for all peer-reviewed research; all 2.5 million articles published in all 25,000 peer-reviewed research journals, in all disciplines, countries and languages, at all levels of the journal quality hierarchy. an author who may be frustrated by the process and scheduling of traditional publishers;Authors can certainly self-archive their preprints early if they wish, but OA begins with the refereed postprint (and that can be self-archived on the day the final draft is accepted). an author who may have philosophical reservations about working with large organizations, especially those in the for-profit sector, not to mention deep and growing suspicions about the whole concept of intellectual property.I am not sure what all that means, but it's certainly not researchers' primary motivation for providing OA, nor its primary benefit. A reason to publish in an open-access format need not be very strong, as the barriers to such publication are indeed low. It takes little: an Internet connection, a Web server somewhere, and an address for others to find the material.Again, the equivocation: There is no "OA format." The target content is published, peer-reviewed journal articles, and OA means making them accessible free for all online. Peer-to-peer exchange of unrefereed papers is useful, but that is not what OA is about, or for. Over time the list of invited readers may grow, and some names may be dropped from the list. The author, in other words, controls access to the document. This access can be extended to an academic department or to the members of a professional society; access can be granted to any authenticated directory of users.This is all just about the exchange of unrefereed content. It is not about OA. At some point the author may remove all access restrictions, making the document fully open access.Making unrefereed content freely accessible online is useful, but it is not what OA is about. It is a matter of debate as to whether any of these steps, including the final one, constitutes "publication," but it is indisputable that access can be augmented and that the marginal cost of doing so approaches zero. Providing free online access to unrefereed, unpublished content is not what OA is about, or for. The fundamental tension in scholarly communications today is between the innermost spiral of the nautilus, where peers, narrowly defined, communicate directly with peers, and the outer spirals, which have been historically well-served by traditional means. Open-access advocates sit at the center and attempt to take their model beyond the peers.There is no tension at all. Unrefereed preprints, circulated for peer feedback, are and have always been an earlier embryological stage of the publication continuum, with peer-review and publication the later stage. OA does not sit at the center. It is very explicitly focused on the published postprint, though self-archiving the preprint is always welcome too. Now, Joe, can we agree that we do indeed disagree? Stevan Harnad American Scientist Open Access Forum Thursday, November 15. 2007Publishing Management Consultant: "Open Access Is Research Spam"![]() Joseph Esposito is an independent management consultant (the "portable CEO") with a long history in publishing, specializing in "interim management and strategy work at the intersection of content and digital technology." In an interview by The Scientist (a follow-up to his article, "The nautilus: where - and how - OA will actually work"), Esposito says Open Access (OA) is "research spam" -- making unrefereed or low quality research available to researchers whose real problem is not insufficient access but insufficient time. In arguing for his "model," which he calls the "nautilus model," Esposito manages to fall (not for the first time) into many of the longstanding fallacies that have been painstakingly exposed and corrected for years in the self-archiving FAQ. (See especially Peer Review, Sitting Pretty, and Info-Glut.) Like so many others, with and without conflicting interests, Esposito does the double conflation (1) of OA publishing (Gold OA) with OA self-archiving (of non-OA journal articles) (Green OA), and (2) of peer-reviewed postprints of published articles with unpublished preprints. It would be very difficult to call OA research "spam" if Esposito were to state, veridically, that Green OA self-archiving means making all articles published in all peer-reviewed journals (whether Gold or not) OA. (Hence either all research is spam or OA is not spam after all!). Instead, Esposito implies that OA is only or mainly for unrefereed or low quality research, which is simply false: OA's explicit target is the peer-reviewed, published postprints of all the 2.5 million articles published annually in all the planet's 25,000 peer-reviewed journals, from the very best to the very worst, without exception. (The self-archiving of pre-refereeing preprints is merely an optional supplement, a bonus; it is not what OA is about, or for.) Esposito says researchers' problem is not access to journal articles: They already have that via their institution's journal subscriptions; their real problem is not having the time to read those articles, and not having the search engines that pick out the best ones. Tell that to the countless researchers worldwide who are denied access daily to the specific articles they need in the journals to which their institution cannot afford to subscribe. (No institution comes anywhere near being able to subscribe to all 25,000, and many are closer to 250.) And tell it also to the authors of all those articles to which all those would-be users are being denied access; their articles are being denied all that research impact. Ask users and authors alike whether they are happy with affordability being the "filter" determining what can and cannot be accessed. Search engines find it all for them, tantalizingly, but whether they can access it depends on whether their institutions can afford a subscription. Esposito says OA is just for a small circle of peers ("6? 60? 600? but not 6000"): How big does he imagine the actual usership of most of the individual 2.5 million annual journal articles to be? Peer-reviewed research is an esoteric, peer-to-peer process, for the contents of all 25,000 journals: research is conducted and published, not for royalty income, but so that it can be used, applied and built upon by all interested peer specialists and practitioners, to the benefit of the tax-payers who fund their research; the size of the specialties varies, but none are big, because research itself is not big (compared to trade, and trade publication). Esposito applauds the American Chemical Society (ACS) executives' bonuses for publishing profit, oblivious to the fact that the ACS is supposed to be a Learned Society devoted to maximizing research access, usage and progress, not a commercial company devoted to deriving profit from restricting research access only to those who can afford to pay them for it. Esposito also refers (perhaps correctly) to researchers' amateurish efforts to inform their institutions and funders of the benefits of mandating OA as lobbying -- passing in silence over the fact that the real lobbying pro's are the wealthy anti-OA publishers who hire expensive pit-bull consultants to spread disinformation about OA in an effort to prevent Green OA from being mandated. Esposito finds it tautological that surveys report that authors would comply with OA mandates ("it's not news that people would comply with a requirement"), but he omits to mention that most researchers surveyed recognised the benefits of OA, and over 80% reported they would self-archive willingly if it was mandated, only 15% stating they would do so unwillingly. (One wonders whether Esposito also finds the existing and virtually universal publish-or-perish mandates of research institutions and funders tautological -- and where he thinks the publishers for whom he consults would be without those mandates.) ![]() Esposito is right, though, that OA is a matter of time -- but not reading time, as he suggests. The only thing standing between the research community and 100% OA to all of its peer-reviewed research output is the time it takes to do a few keystrokes per article. That, and only that, is what the mandates are all about, for busy, overloaded researchers: Giving those few keystrokes the priority they deserve, so they can at last start reaping the benefits -- in terms of research access and impact -- that they desire. The outcome is optimal and inevitable for the research community; it is only because this was not immediately obvious that the outcome has been so long overdue. But the delay has been in no small part also because of the conflicting interests of the journal publishing industry for which Esposito consults. So it is perhaps not surprising that he should perceive it otherwise, unperturbed if things continue at a (nautilus) snail's pace for as long as possible... Stevan Harnad American Scientist Open Access Forum Wednesday, November 7. 2007OA: Not OK, But Not DOA Either In "OA, OK?" Richard Gallagher (2007) is quite right to say "we're still waiting" for the "optimal and inevitable" [Open Access]. I was already in full agreement in the previous millennium (Harnad 1999):"I have a feeling that when Posterity looks back at the last decade of the 2nd A.D. millennium of scholarly and scientific research on our planet, it may chuckle at us. It is not the pace of our scholarly and scientific research that will look risible, nor the tempo of technological change. On the contrary, the astonishing speed and scale of both will make the real anomaly look all the more striking.But Gallagher is not quite right that "most scientists became indifferent about Open Access." The syndrome is not quite indifference but a combination of ignorance and indolence (Swan 2005) concerning what is already demonstrably in their own best interests and fully within their reach. I have dubbed the syndrome "Zeno's Paralysis" (Harnad 2006); the affliction is, fortunately, curable. The medicine is OA self-archiving mandates (Harnad 2001, Harnad et al. 2003; Harnad 2007) by researchers' institutions and funders. And those mandates are on the way. The inertia is and always was merely a matter of keystrokes: getting those digits to deposit those digits. "Publish or perish" mandates managed to induce otherwise busy, curiosity-driven researchers to find the time to set their (peer-reviewed) findings to paper, and self-archiving mandates will now ensure the few additional minutes it takes to make all published papers immediately and permanently accessible free for all their potential users online, rather than just for those whose institutions can afford subscription access to the journal in which they happen to be published (Carr & Harnad 2005). To close, a few loose ends: (1) OA is not about journal affordability but about research accessibility.References Carr, L. and Harnad, S. (2005) Keystroke Economy: A Study of the Time and Effort Involved in Self-Archiving. Technical Report, ECS, University of Southampton. Esposito, J. (2007) Open Access 2.0. The Scientist 21(11) 52 Gallagher, R. (2007) OA: OK? The Scientist 21(11) 13 Harnad, S. (1990) Scholarly Skywriting and the Prepublication Continuum of Scientific Inquiry. Psychological Science 1: 342 - 343 (reprinted in Current Contents 45: 9-13, November 11 1991). Harnad, S. (1995) Universal FTP Archives for Esoteric Science and Scholarship: A Subversive Proposal. In: Ann Okerson & James O'Donnell (Eds.) Scholarly Journals at the Crossroads; A Subversive Proposal for Electronic Publishing. Washington, DC., Association of Research Libraries, June 1995. Harnad, S. (1998) On-Line Journals and Financial Fire-Walls. Nature 395 (6698): 127-128 Harnad, S. (1999) Free at Last: The Future of Peer-Reviewed Journals. D-Lib Magazine 5(12). Harnad, Stevan (2001/2003/2004) For Whom the Gate Tolls? Published as: (2003) Open Access to Peer-Reviewed Research Through Author/Institution Self-Archiving: Maximizing Research Impact by Maximizing Online Access. In: Law, Derek & Judith Andrews, Eds. Digital Libraries: Policy Planning and Practice. Ashgate Publishing 2003. [Shorter version: Harnad S. (2003) Journal of Postgraduate Medicine 49: 337-342.] and in: (2004) Historical Social Research (HSR) 29:1. [French versions: Harnad, S. (2003) Ciélographie et ciélolexie: Anomalie post-gutenbergienne et comment la résoudre. In: Origgi, G. & Arikha, N. (eds) Le texte à l'heure de l'Internet. Bibliotheque Centre Pompidou: Pp. 77-103. ] Harnad, S. (2004) June 27 2004: The 1994 "Subversive Proposal" at 10. American Scientist Open Access Forum. June 27 2004. Harnad, S. (2006) Opening Access by Overcoming Zeno's Paralysis, in Jacobs, N., Eds. Open Access: Key Strategic, Technical and Economic Aspects. Chandos. Harnad, S. (2007) The Green Road to Open Access: A Leveraged Transition. In: Anna Gacs. The Culture of Periodicals from the Perspective of the Electronic Age. L'Harmattan. 99-106. Harnad, S., Carr, L., Brody, T. and Oppenheim, C. (2003) Mandated online RAE CVs Linked to University Eprint Archives. Ariadne 35. Poynder, R. (2004) Ten Years After. Information Today. October 2004 Swan, A. (2005) Open access self-archiving: An Introduction. JISC Technical Report. Stevan Harnad American Scientist Open Access Forum
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